Risk management disclosures

Risk Management Disclosures 2021 (Pillar III) Audited

Risk Management Disclosures 2020 (Pillar III) Audited

Risk Management Disclosures 2019 (audited)

Risk Management Disclosures 2018 (Audited)

Risk Management Disclosures 2017 (Audited)

Risk Management Disclosures 2016 (Audited)

Risk Management Disclosures 2015

NBI RISK MANAGEMENT DISCLOSURES 2014 (Audited)

RISK MANAGEMENT DISCLOSURES 2013 (Audited)

Risk management disclosures 2012 (download, ENG)

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ANNUAL PUBLICATION OF INFORMATION ON THE IDENTITY OF EXECUTION VENUES AND ON THE QUALITY OF EXECUTION

ANNUAL PUBLICATION OF INFORMATION ON THE IDENTITY OF EXECUTION VENUES AND ON THE QUALITY OF EXECUTION 2021

ANNUAL PUBLICATION OF INFORMATION ON THE IDENTITY OF EXECUTION VENUES AND ON THE QUALITY OF EXECUTION 2020

ANNUAL PUBLICATION OF INFORMATION ON THE IDENTITY OF EXECUTION VENUES AND ON THE QUALITY OF EXECUTION 2019

ANNUAL PUBLICATION OF INFORMATION ON THE IDENTITY OF EXECUTION VENUES AND ON THE QUALITY OF EXECUTION 2018

ANNUAL PUBLICATION OF INFORMATION ON THE IDENTITY OF EXECUTION VENUES AND ON THE QUALITY OF EXECUTION 2017

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Conflicts of Interest Policy

Conflicts of Interest Policy

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Complaints Handling Policy

Complaints Handling Policy

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Client Categorization Policy

Client Categorization Policy

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Disclosures on remuneration policy

Disclosures on remuneration policy

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Order Execution Policy

Order Execution Policy

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Financial Instruments and Associated Risks

Financial Instruments and Associated Risks (Risk Disclosure Statement)

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Voice order reception procedure

Voice order reception procedure
Порядок приёма и исполнения торговых заявок по телефону

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Costs and Charges Policy

Costs and Charges Policy

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Certificate of Directors

Certificate of Directors 23.08.2019

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Audited Annual Report and Financial Statements

Audited Report and Financial Statements 2018

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Investor Compensation Fund information

Investor Compensation Fund information (download)

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PRIVACY POLICY

PRIVACY POLICY

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ANNUAL PUBLICATION OF INFORMATION ON THE IDENTITY OF EXECUTION VENUES AND ON THE QUALITY OF EXECUTION 2017

Summary analysis and conclusions from detailed monitoring of the quality of execution

(a) The NBI Investments takes special attention to the order execution factors for both retail and professional customers:

  • (a) For retail customers – price and costs of execution are of particular importance, as for the clients sensitive to lack of market information and expertise. These customers are more concerned with the potential short term loss, that’s why the importance of the absence of additional charges is of value to this category.
  • (b) For professional clients – the likelihood and speed of execution are of value due to higher knowledge and experience of these client group. The propensity to place the market price orders also stresses the Importance of the speed and likelihood of the execution for this client category.

(b) In 2017 NBI Investments had only three execution venues which were:

  • Ronin Europe Limited (LEI 213800Z6ZVP4TNER8851)
  • Bank Otkritie Financial Corporation (LEI 253400D1T9WFNN3BTT91)
  • SOVA Capital Limited (LEI 213800T9OJMZA69QDM04, former Otkritie Capital International Limited)

All these three execution venues have no close links or common ownerships with NBI Investments
(c) There was no rebates or incentives received by any of the execution venues involved
(d) There were no changes in the list of Execution venues in 2017.
(e) Due to the fact that there are few professional clients in the overall customer base there was no special treatment of the professional clients because there was no heavy order flow at any time.
(f) Price and costs were the primary criteria while executing the retail client orders.
(g) The firm used DMA trading system provided by OCIL for market liquidity information as well as for quality of execution check.
(h) The investment firm has not used output of consolidation tap provider established under Article 65 of Directive 2014/65/EU.

Information Disclosure (Table 1, 2 , 3)

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CIF Authorisation amended for portfolio management

CIF Authorisation amended for portfolio management:

In English:

   

In Greek:

    

Scan-copy with Apostille

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Certificates of incorporation and registry records (Good-standing)

Certificate of Good Standing 2018

Certificate of incorporation (download. ENG)

NBI Good standing 2016 Apostilled

Certificate of registry records (“Good standing”) July 2014 (Apostilled. with Russian translation)

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Tax residence certificate

Tax residence certificate 2015

Tax residence certificate 2014 with Russian translation

Tax residence certificate 2013 with Russian translation

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Incumbency certificate

NBI Incumbency Certificate 2018

NBI Incumbency Certificate (13.06.2017)_Apostille

NBI incumbency certificate 2016 Apostilled

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CIF authorisation

CIF authorisation (download: GREENG)

Explanatory note to Annex of CIF Authorisation (download: ENG)

Scan-copy with Apostille

License forms with Russian translation

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Certificate. Registered office

NBI Certificate of Registered Address(12.06.2017)_apostille

(Valid till 12/06/2017) Certificate. Registered office (download, ENG)

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Certificate. Change of name

Certificate. Change of name (download, ENG)

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